卢硕,张文忠,李佳洺.资源禀赋视角下环境规制对黄河流域资源型城市产业转型的影响[J].中国科学院院刊,2020,35(1):73-85.

资源禀赋视角下环境规制对黄河流域资源型城市产业转型的影响

Influence of Environmental Regulations on Industrial Transformation of Resource-based Cities in the Yellow River Basin under Resource Endowment

卢硕
中国科学院地理科学与资源研究所 北京 100101;河南大学 黄河文明与可持续发展研究中心 开封 475001
LU Shuo
Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing 100101, China;Key Research Institute of Yellow River Civilization and Sustainable Development, Henan University, Kaifeng 475001, China
张文忠
中国科学院地理科学与资源研究所 北京 100101
ZHANG Wenzhong
Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing 100101, China
李佳洺
中国科学院地理科学与资源研究所 北京 100101
LI Jiaming
Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing 100101, China

         环境规制;资源禀赋;路径创造;高质量发展

        environmental regulation;resource endowment;path creation;high-quality development

        黄河流域半数以上城市是资源型城市，该类型城市生态和产业协调发展对推动黄河流域高质量发展意义重大。文章以环境治理数据和工业企业数据为样本，采用面板门限模型、熵值法等方法，基于资源禀赋分异对黄河流域资源型城市进行类型划分，解析资源禀赋、环境规制和产业路径创造交互作用关系，归纳高、中、低等级资源禀赋下环境规制对产业路径创造的影响机制，进而针对不同等级资源禀赋条件下资源型城市提出高质量发展建议。结果表明： 2003—2016年，黄河流域城市环境规制水平增长显著，且地区差距不断缩小，总体呈现上、中、下游逐级递增态势； 2003—2013年，黄河流域资源型城市产业路径创造水平提升明显，但地区差异显著；不同资源禀赋条件下，环境规制对资源类和非资源类产业路径创造的影响机制具有显著差异。为此，环境政策的制定和选择要考虑当地资源禀赋条件和经济发展对资源行业的依赖程度，科学设计精细化的环境政策，充分发挥环境规制对生态保护和产业转型的调节作用。

        More than half of the cities in the Yellow River Basin are resource-based cities. The coordinated development of such cities in ecology and industry is of great significance to promote high-quality development in the Yellow River Basin. This study takes environmental regulation and industrial enterprise data as samples, uses panel threshold model, entropy method, and other methods to classify resource-based cities in the Yellow River Basin based on resource endowment differentiation, analyzes resource endowment, environmental regulation, and industrial pathways to create multi-element interaction, the role relationship, scientific summary of the impact of environmental regulations on the creation of industrial pathways under high-, middle-, and low-level resource endowments, and then put forward high-quality development recommendations for resource-based cities under different levels of resource endowment. The results show that the level of urban environmental regulation in the Yellow River Basin increased significantly from 2003 to 2016, and the gap between regions continued to shrink, generally showing a gradual increase in the upstream, middle, and lower reaches. The resource-based (non-resource) industry in the resource-based cities of the Yellow River Basin from 2003 to 2013, the level of path creation has improved significantly but the regional differences are significant. Under different resource endowment conditions, the impact of environmental regulations on the path creation of resource industries and non-resource industry is significantly different. Therefore, the formulation and selection of environmental policies must consider the local resource endowment conditions and the degree of dependence of economic development on the resource industry, scientifically design the environmental regulatory policy system, and give full play to the role of environmental regulation in promoting ecological protection and industrial transformation of resource-based cities in the Yellow River Basin.